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Alternative Investment Regulatory Impact Session

Date: Thursday, October 30, 2014
Author: News Release

The Canadian regulatory environment for alternative investment managers has followed a pattern of measured evolutionary change. The same does not hold true outside of Canada as there continues to be drastic revolutionary regulatory change for the industry, and the regulation almost always sneaks across the border into Canada. Our panel of experts will address some of the recent global regulatory changes that can impact Canadian managers, in some cases, regardless of where they are actually doing business. Topics will include:
  • The Alternative Investment Fund Managers Directive (AIFMD): Do you provide a NAV statement to an existing EU investor? This may be considered marketing in some EU jurisdictions, pulling you into the scope of the AIFMD. The implementation date is here and the regulation is far reaching.
  • FATCA: the first wave of registration with the IRS took place on May 5th. Whether you are not registered or not, what should you be doing as a firm?
  • SEC registration: I realize that I may be required to register with the SEC if I undertake certain activities involving U.S. capital, but what exactly does SEC registration look like? Initially and ongoing?

Our panel:

Moderator: Henry Toy, Managing Director, SS&C GlobeOp
Peter Hayes, Partner, Audit, KPMG LLP

Keno Chan, Partner, U.S. Corporate Tax Services, KPMG LLP

Patti Griffin, Associate Director International Tax & Regulatory

Solutions, SS&C GlobeOp

Rich Clark, Director, SS&C GlobeOp
Mike Megaw, Managing Director, SS&C GlobeOp
Ron Kosonic, Partner, Borden Ladner Gervais LLP




Thursday, October 30th


Registration: 3:30pm
Session: 4pm
Cocktail reception: 5:30pm


333 Bay St., Suite 4600
Toronto, ON, M5H2S5


If you are able to attend, please register here.