The Canadian regulatory environment for
alternative investment managers has
followed a pattern of measured
evolutionary change. The same does not
hold true outside of Canada as there
continues to be drastic revolutionary
regulatory change for the industry, and
the regulation almost always sneaks
across the border into Canada. Our panel
of experts will address some of the
recent global regulatory changes that
can impact Canadian managers, in some
cases, regardless of where they are
actually doing business. Topics will
include:
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The Alternative Investment Fund
Managers Directive (AIFMD): Do you
provide a NAV statement to an
existing EU investor? This may be
considered marketing in some EU
jurisdictions, pulling you into the
scope of the AIFMD. The
implementation date is here and the
regulation is far reaching.
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FATCA: the first wave of
registration with the IRS took place
on May 5th. Whether you are not
registered or not, what should you
be doing as a firm?
-
SEC registration: I realize that I
may be required to register with the
SEC if I undertake certain
activities involving U.S. capital,
but what exactly does SEC
registration look like? Initially
and ongoing?
Our panel:
Moderator: Henry Toy, Managing Director,
SS&C GlobeOp
Peter Hayes, Partner, Audit, KPMG LLP
Keno Chan, Partner, U.S. Corporate Tax
Services, KPMG LLP
Patti Griffin, Associate Director
International Tax & Regulatory
Solutions, SS&C GlobeOp
Rich Clark, Director, SS&C GlobeOp
Mike Megaw, Managing Director, SS&C
GlobeOp
Ron Kosonic, Partner, Borden Ladner
Gervais LLP
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Date: |
Thursday, October 30th |
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Time: |
Registration: 3:30pm
Session: 4pm
Cocktail reception: 5:30pm |
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Location: |
KPMG LLP
333 Bay St., Suite 4600
Toronto, ON, M5H2S5 |
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RSVP: |
If you are able to attend,
please
register here.
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